The Sarbanes-Oxley Act (SOX) of 2002 and the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act) were designed to increase corporate responsibility by regulating the activities of all financial institutions, and organizations that struggle to comply can be held to some pretty tough penalties (including jail time for executives and hefty corporate fines. Ouch!) More than 15 years later, some organizations are still struggling to stay in compliance.
Do you know if your organization needs to comply with SOX? Is your company’s compliance strategy clear and easy to maintain? Digitize, manage, store, and route all your sensitive financial data to ensure compliance with Enterprise Content Management (ECM) solutions.
Improve your understanding of these important financial regulations using our simple two-page compliance brief. This simple, but straight-forward write-up helps you match SOX requirements to specific technology aids to get right to the heart of what you need to do to stay compliant.
Build confidence in your compliance strategy and get started with today.